Disclosures
Firm Information
Advanced Investment Strategies LLC (“AIS Asset Management”) is a registered investment adviser in the State of California. Registration does not imply any level of skill or training. Additional information about the firm can be found by visiting the SEC’s website at adviserinfo.sec.gov.
Direct link to the firm:
https://adviserinfo.sec.gov/firm/summary/312562
IMPORTANT INFORMATION: This website has been prepared solely for the purpose of disseminating general information regarding AIS Asset Management and its investment advisory services. Information contained herein should not be construed as solicitation to transact any securities.
Information contained herein is not intended as financial, tax, or legal advice. General information regarding investment advisory services should not be construed as investment advice.
The use of this website and communication with any employees or associated persons of AIS Asset Management does not imply an investment advisory relationship or agreement. A signed written agreement between the client and the firm is required to establish an advisory relationship.
Custodian Information
Brokerage services are provided by Charles Schwab & Co., Inc., a FINRA-registered broker-dealer and member SIPC. Clients can view their accounts by visiting Schwab.com. More information about the broker-dealer can be found by visiting brokercheck.finra.org.
Clients who receive statements and reports from AIS Asset Management are encouraged to compare them with account statements, trade confirmations, and other documents provided by the broker-dealer.
AIS Asset Management is not affiliated with the broker-dealer and does not have any compensation, referral, or marketing agreements with the broker-dealer.
Code of Ethics
The Code of Ethics document for AIS Asset Management is available upon request by writing to compliance@aiswealth.com. We will respond within 2-3 business days.
Questions regarding this policy may be directed to:
Samuel Hwang
Chief Compliance Officer
compliance@aiswealth.com
Privacy Policy
The Privacy Policy for AIS Asset Management can be found here:
https://aiswealth.com/privacy-policy